DECEMBER 17, 2003

Iowa Supreme Court


Vehicular homicide:  sufficiency of “recklessness” element

State v. Begey, 672 N.W.2d 747 (Iowa 12/17/2003).   [1] Vehicular homicide:  sufficiency of “recklessness” element.  Sufficient evidence of recklessness existed given that defendant, in the process of driving a car her mother offered to her if she could get it away from her stepfather (during the pendency of divorce proceedings) drove away with her stepfather on the hood, faster than the speed limit, increased her speed while he was on the hood, and slammed on her brakes, causing him to fall and hit his head, killing him.  (No ineffective assistance in failing to move for judgment of acquittal on evidence of this element).  [2] Proximate cause – intervening and superseding must be SOLE proximate cause to excuse defendant.  Defendant’s argument that victim’s act of leaving the hood of the moving car defendant was driving was actually an intervening and superseding cause was without merit: even assuming the victim’s movement reflected a choice, it was not the sole proximate cause of the victim’s death so as to excuse defendant from her role as a proximate cause.  [3] Recklessness instruction changed.  Court notes that present uniform instruction on recklessness (I Iowa Crim. Jury Instruction 200.20 (2002)) notes the changes wrought from State v. Sutton, 636 N.W.2d 107, 111 (Iowa 2001) and State v. Torres, 495 N.W.2d 678, 681 (Iowa 1993) and should be used in place of former instruction.  [4] Justification defense – error in not making offer of proof/ allowing admission of evidence in support of.  Reversible error to instruct the jury on justification but disallow defendant’s evidence in support thereof; namely, that she was afraid more harm would befall at the hands of the victim, and why, by stopping than by continuing to drive with the victim on her hood. 

In-court colloquy required for waiver of jury trial

State v. Liddell, 672 N.W.2d 805 (Iowa 12/17/2003) [1]  Jury trial waiver – sufficiency.  Court now interprets requirements of Iowa R. Cr. P. 2.17(1) (waiver of jury trial) to require the court to conduct an in-court colloquy with defendants who wish to waive their jury trial rights.  (overruling State v. Lawrence, 344 N.W.2d 227 (Iowa 1984) to the extent that it interpreted rule’s “on the record” requirement as not requiring a “reported proceeding in open court.”)  The ultimate standard for the colloquy is “whether the waiver is knowing, voluntary, and intelligent”, involving an inquiry that “may involve” (not “black-letter rules” nor a “checklist”) informing the defendant (1) 12 members of the community compose a jury, (2) the defendant may take part in jury selection, (3) jury verdicts must be unanimous, (4) the court alone decides guilt or innocence if the defendant waives a jury trial, and (5) neither the court nor the prosecution will reward the defendant for waiving a jury trial.  Substantial compliance is acceptable.  (However, counsel was not ineffective in failing to foresee divergence that this case brings to the area).  WHAT IS REQUIRED:  “[f]or waivers taking place once this decision is final … a trial court must conduct the proceedings ‘on the record,’ in the sense that some in-court colloquy with the defendant is required in order to ensure the defendant’s waiver is knowing, voluntary and intelligent.” [2] Sentencing court reference to having “no choice” but to revoke probation.  Sentencing court’s reference to having “no choice” but to revoke defendant’s probation did not represent the failure to exercise discretion; instead it was a reflection of the court’s understandable frustration with defendant’s disregard for the welfare of the victim, to whom he had repeatedly failed to make restitution. 

Defendant “in custody” for Miranda purposes when questioned in own home

State v. Miranda, 672 N.W.2d 753 (Iowa 12/17/2003)  [1] Miranda warnings:  custody.  Defendant was unlawfully subjected to custodial interrogation while in custody in the apartment he was renting.  The custody analysis consisted of the following:  defendant was taken from one room to another, handcuffed, and questioned by officers who initiated the questioning. Although the questioning was brief, occurred in the defendant’s own home, and occurred as part of a group interrogation, the defendant was confronted with “strong evidence of his guilt, and there is little reason to believe the officers would not have asked more questions if Miranda had not incriminated himself with such alacrity.” However, most importantly, the fact that the defendant was handcuffed “strongly indicates he was not free to leave … To hold otherwise would wrongly suggest Miranda was free to leave while securely anchored to police property.”  Another important fact was that defendant was also not told that he was not under arrest.  [2]  Miranda warnings:  interrogation to multiple parties at once (dicta).  In their questioning, the police directed some questions to a group, two of which were handcuffed.  As such, the police “engaged in ‘express questioning … [other than those normally attendant to arrest and custody) that [they] should know are reasonably likely to elicit an incriminating response from the suspect.’”  [3]  Waiver of jury trial.  Defendant effected a valid waiver of jury trial by signing a written waiver and by the fact that the judge conducted an extensive in-court colloquy with defendant.    Although trial counsel “did not ensure the court met each of the five specific exhortations of Stallings, in this case there is no question Miranda waived a jury trial knowingly, voluntarily, and intelligently.    Thus counsel was not ineffective in reference to the jury trial waiver.  


Last updated:
October 05, 2004


CAVEAT:  The information on this web site does not constitute legal advice.  It is intended to provide general reference material and should not serve as a substitute for independent legal research and the exercise of sound prosecutorial judgment.  Unless specifically designated otherwise, nothing on this site constitutes an opinion of the Iowa Attorney General, the Iowa Department of Justice, or the Iowa County Attorneys Association.  Opinions on this site are slip opinions only and are subject to change before publication in the Northwest Reporter.

* -- Requires Adobe Acrobat Reader, obtainable at www.adobe.com